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[self-portrait]Scrivener's Error Law and reality in publishing (seldom the same thing) from the author's side of the slush pile, with occasional forays into military affairs, censorship and the First Amendment, legal theory, and anything else that strikes me as interesting.
28 November 2009

link to: 16:01 [GMT-6]

The 2009 Turkey Awards

 

An annual tradition for over a decade! This is my list of ridiculous persons — natural and unnatural — from 2009 (so far). Pass me one of those rolls, please:

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25 November 2009

link to: 20:27 [GMT-6]

The Last of the Pre-Thanksgiving Link Sausages

 

Keith Knight, 24 Nov 2009 (resized)Too many other things going on lately... like pondering the nature of 'murican politics in preparation for the Turkey Awards.

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20 November 2009

link to: 14:00 [GMT-6]

Canadian Madames

 

Apparently, the world's largest romance publisher — already notorious for short shelf-lives, miserly author compensation, and improper treatment of copyright — thinks that aspiring romance authors could learn from Velvet Jones. At least 'hos get paid, though.

Harlequin has announced that it is establishing a vanity press arm to go along with its commercial publishing business — where, for approximately the same as it would advance to a previously unpublished first-time author, authors can pay for seeing their names in print.

But wait — there's more!

Harlequin isn't even doing the work itself. It is, instead, partnering with the highly dubious Indiana-based Author Solutions (the current owner of AuthorHouse, Trafford, iUniverse, and xLibris) to make these hourly rentals available to prospective romance authors. Didn't PT Barnum say "There's an author born every minute," or something like that?

This is on top of the already-existing (equally unethical) eCritique "service" recently set up by Harlequin. Harlequin's excuse is that things are going to change in publishing, so writers just need to accept that Harlequin is going to take advantage of every potential income stream. That's more than a little bit like saying that a bank is entitled to embezzle from your account, merely because the banking system is the only game in town; or that a classic boiler-room operation is acceptable because the people it rips off really want success that much. In short, there's more than a faint odor of dead fish and fraud.

This time around, though, writers' trade associations are not accepting Harlequin's newest attempt to squeeze blood from a turnip. SFWA, MWA, and RWA have all issued public statements of disapproval. So far, Harlequin's response has been to change the name of the program.

My advice, for what it's worth: Run away and shun all Harlequin products (that you can clearly identify). Just because the corporation is in Canada does not give it license to avoid the consequences of its greed. If the corporate masters there think that aspiring authors are nothing more than 'hos, they're nothing more than madames (or, if male, pimps).

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link to: 08:43 [GMT-6]

GBS: Settlement 2.0 Deadlines

 

Judge Chin has provided "preliminary approval" (PDF image) of Settlement 2.0. This does not mean he thinks it should/will be approved; it means, instead, that:

7. The Court has reviewed the Amended Settlement Agreement and determined it to be within the range of possible approval;

GBS Doc. 772 (19 Nov 2009) at 2. The critical dates and procedures established are:

More to come... later.

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19 November 2009

link to: 10:50 [GMT-6]

Google Book Search Settlement

 

Tangent: A Short Gloss on Antitrust (1)

The Settlement (in essay form)
The Lawsuit (in essay form)

While I was in the midst of expounding upon the antitrust implications of the GBS settlement proposals — and, indeed, whether any settlement could pass antitrust scrutiny absent legislative approval — I realized that I was using a great many technical terms and concepts. As mysterious as the technical terms and concepts of publishing and of copyright can get at times, they're an order of magnitude clearer than those common in antitrust law. Before I make anyone's head spin any faster than 331/3 RPM, I suppose I should try to bridge that gap... particularly since storage devices these days tend to spin at 5400 or 7200 RPM...

Antitrust law is founded on the same principle as is the US Constitution: No one actor (or, as we'll see later on, group of actors acting together, intentionally or otherwise) should be allowed to obtain or maintain dominant power without challenge absent a specific grant and need to do so. In politics, we have the "three branch" system; in market economics, we have "antitrust and competition law." The political definition of "power" is parallel to the market economics definition of "power," but they're measured differently.27

I'm now going to try, using cross-platform HTML code, to display a block diagram that will (hopefully) illuminate what is going on when one is dealing with intellectual property in an antitrust context. Keep in mind that this is a general-purpose diagram that I redrew from several sources over a decade ago, and not something for GBS or even print publishing in general.

IP Creator
⇓  ⇑

Product Differentiation and Packaging
⇓  ⇑

Product Distribution
⇓  ⇑

End User

In this horribly simplified block diagram, the downward arrows represent the (anticipated) flow of intellectual property28 and the upward arrows represent the (anticipated) flow of compensation. In short, each pair of arrows represents an aggregation of binary market transactions. The key point is that each of the four blocks represents different perspectives on, and balances in, antitrust considerations.

The first thing to keep in mind, antitrust-wise, is that that lefthand arrow has been granted an exclusion from antitrust scrutiny unless it is "misused." Misuse is a shorthand term for a variety of sins, most of which concern attempts to exert power over rights not protected by the intellectual property using that intellectual property as a lever. This is most obvious in "tying" arrangements: "I will not allow you to buy or lease this protected-by-patent photocopier unless you also buy the paper, toner, and service contract from me, even though the paper, toner, and service contract are not protected by that or any other patent." In the entertainment/publishing end of intellectual property, this often appears as either unfair/excessive license fees for reuse (I'm talking to you, ASCAP/BMI!) or overassertion of rights (even louder), and sometimes as outright refusals to deal.29

The second thing to keep in mind, antitrust-wise, is that each block has both monopolistic and monopsonistic aspects. I can see a big "huh?" already... in short:

Keep in mind, too, that superior practices and products are not antitrust violations, so long as there are acceptably low entry barriers to another potential market participant who comes along with even more superior practices and products.

Those of you who actually paid attention in sixth-grade math will, very soon now, begin to understand why it makes a difference whether one is considering a monopoly or a monopsony as an antitrust issue. That very soon, however, will have to wait for the next entry... which will be much more tightly tied to the GBS settlement.


  1. If you're wondering whether intellectual property laws somehow violate this principle, you get a gold star on your daily report. The distinction is that the US Constitution, with the IP Clause, gives a specific grant and states a specific need for allowing certain limited monopolies in intellectual property... and therefore falls outside of this objection for the initial owners (creators) of intellectual property. The problem, as we'll see down the road, is that the GBS does not concern the initial owners (creators) of intellectual property, but later market mechanisms for distribution of that intellectual property that largely ignore the interests of the initial owners; as Randy Newman says, "It's Money That Matters."
  2. Or, in many circumstances, derivative works based upon that property, possibly combining other intellectual property to create a single product. Consider, for example, a book, which might include the copyrightable expression of the text; a copyrightable index; copyrightable design elements; copyrightable cover design and illustration; and so on (ignoring, for the moment, whether the editorial contribution is itself copyrightable!).
  3. Although it's not relevant to the GBS situation, keep in mind that true transformation of the underlying expressive intellectual property (that is, copyright and/or trademark) is a completely different situation. That concerns not antitrust issues, but freedom-of-speech issues (see, e.g., Campbell v. Acuff-Rose Music, Inc., 510 U.S. 569 (1994) — the 2Live Crew case) that make this even more of a headache.

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16 November 2009

link to: 14:04 [GMT-6]

Google Book Search Settlement

 

Settlement 2.0: The Discordant Melody Remains the Same

The Settlement (in essay form)
The Lawsuit (in essay form)

Version 2.0 of the settlement has arrived. It's as much of a monster as was its predecessor, and really does very little to actually address the concerns that purportedly led to the changes. If I was actually a member of the Authors['] Guild — I'm eligible, but have chosen not to join — <SARCASM> I'd seriously think of using my vast royalty earnings and endless free time <SARCASM> to start a recall movement against the officers and Executive Director for their selfish, self-centered, self-aggrandizing management of this matter that is, on its face and in depth, inconsistent with the stated purposes of the organization. And their little dogs, too.

Before diving too far into what the changes do, though, let's take a quick look at what has remained unchanged:

There is, however, one significant change in Version 2.0. It's a change that I must admire for its chutzpah and subtle creation of an evil overlord: The imposition of a Trusteeship25 on the Authors' Registry (Revised Settlement §§ 3.2–.3, 3.10, 4.2, 4.5, 4.7, and 6.2–.3). On the one hand, on its surface this would insulate decisions from self-interest by the Authors'-Guild-appointed Board of Directors; on the other hand — and the hand far more likely to become an issue in the event of any dispute — the structure of the law of fiduciaries, along with a few subtle wording changes, would essentially insulate any decision made by the Trustee from challenge by anyone. Ever.

Absent trustee status, decisions by the Authors' Registry would be reviewed for gross negligence ("should have known" or "reckless disregard of facts or duties"), which is a stiff standard that is difficult to prevail upon. Under trustee status, though, the same decisions would be reviewed under the "abuse of discretion" standard — a far more difficult standard to meet for someone who is objecting to a decision, and a particularly inappropriate standard for dealing with a situation that is making things up as it goes along by means of a captively appointed trustee. It's one thing to say that the person(s) stuck making decisions on disputed "unclaimed works" status shouldn't be personally liable; that can be covered with an appropriate, and quite probably inexpensive, insurance rider. It's another thing entirely to procedurally block an aggrieved complainant from any realistic avenue for relief. Now throw in the vaguely specified arbitration system — and whether an opt-out settlement can impose arbitration on silent nonobjectors is at best dubious26 — and things get interesting. Not the good kind of interesting, either.

Next time: A dive into antitrust law.


  1. One could argue that "failure to register or renew" was a way to disclaim the copyright under the 1909 Act. In a sense, that's true by effect; the problem is that once registered/renewed, the only way to formally "abandon" the copyright was the purposeful act of publishing without marking... and that was inconsistent with the Berne and Universal Copyright Conventions even then, and further was abrogated when the US acceded to the Berne Convention in 1988.
  2. Not to be too much of a broken record, but my article (previously cited), which I have chosen to post for free access at SSRN (PDF), demonstrates the cost-shifting aspect.
  3. The Revised Settlement calls this officer an "Unclaimed Works Fiduciary" (Rev. S. § 6.2(b)(iii)). That name, aside from being a mouthful, is actually inaccurate; the designated officer's role extends far beyond mere "fiduciary" responsibility for unclaimed works to actual representation of the owners of the "unclaimed works." Calling a rabbit a smeerp does not change the fact that it's a rabbit; this is a Trustee in all but name. And, for simplicity and accuracy, that's what I'm going to call this officer the rest of the way.
  4. See, e.g., the Federal Arbitration Act, 9 U.S.C. § 2 (requiring written agreement to arbitrate that satisfies the law of contract). Even the grossly overreaching decisions that found hidden arbitration provisions enforceable (yes, I'm thinking of you, Chief Judge Easterbrook) were based upon a contract formed by voluntary action and commercial relationships; imposing arbitration through failure to object to the imposition of a new commercial relationship has not, to my knowledge, been upheld anywhere.

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13 November 2009

link to: 23:16 [GMT-6]

GBS: Rearranging the Deck Chairs on the Titanic

 

Just a quick status update: The parties-plaintiff did file their "revised" settlement documents this evening. I've got downloaded copies off of the filing system, and I'll point to them from a publicly accessible site when they're available and verified.

I'm not impressed. (In fact, I'm insulted... but that shouldn't be much of a surprise.) It took two months to change 3% of the settlement, and some of the changes made things worse. I'll blather on at greater length over the next few days.

The bottom line is that in concept, in detail, and in procedure the settlement remains unacceptable and reflects poorly upon the fulfillment of counsel's duties to the absent class members. And that's the nicest thing I've got to say about it...

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11 November 2009

link to: 11:08 [GMT-6]

It's a Job, Not an Adventure

 

In this time of job losses and economic hardship, it's especially frustrating to see people who have jobs not doing them.

And happy Veterans' Day to my fellow veterans. I'm now off to harass local businesses about their inept flag display on Veterans' Day.

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09 November 2009

link to: 14:49 [GMT-6]

GBS: No Revised Settlement Today

 

The Settlement (in essay form)
The Lawsuit (in essay form)

As Gomer Pyle might have said, "Surprise! Surprise! Surprise!" The "parties" in the GBS litigation won't have their "revised" settlement ready for filing today (09 November 2009), and have asked permission to actually file it on Friday, 13 November 2009. Dammit, that destroys my little parody of the ode to the Guy. (It'll still result in "Pennies for the Author," though.)

Interestingly — or not, if you're not quite as much of a civil procedure geek as I am — the letter from the AG's counsel says that they met with the Department of Justice last Friday concerning the settlement. That they couldn't get it ready over the weekend implies that the DoJ wasn't yet satisfied...

On a more relieving note, the "parties" assert that they'll move to extend the claim period (for those who haven't opted out and want to claim particular works) from 05 January 2010 to 05 June 2010. There is no motion reflected in the docket yet, so you shouldn't absolutely count on this extension; however, I anticipate that any such motion would be granted, after Judge Chin looks at the revised settlement, and he may find that an even greater extension is appropriate.

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link to: 11:11 [GMT-6]

Tearing Down Walls and Building New Ones

 

Another twentieth anniversary...


  1. Of course, in a "process" sense this merely represents a patent on Maxwell's Demon... because the whole point of an orderly market in commodities is that it supposedly reaches equilibrium quickly, and hedging — by definition — is an attempt to avoid the consequences of market equilibrium. In short, one can argue that the Bilski patent is an attempt to defeat the laws of nature akin to a perpetual-motion device. Thus, this may turn out to be a less than optimal fact pattern for a sensible decision. There's nothing new in that; so was Brown v. Topeka Board of Education, and so was Gideon v. Wainwright. The Court doesn't operate in a laboratory-clean world of carefully designed experimental results... which is, itself, a rather ironic comment on the Bilski patent.

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05 November 2009

link to: 13:25 [GMT-6]

Feuerwerken

 

Next Monday, perhaps we'll be chanting

Remember, remember, the ninth of November
The Authors Guild/Google Books plot . . .

as we try to slog through a 350-plus-page "amended settlement agreement." But, for today, I'll just turn toward the AG's offices in New York and implore them to go Fawkes themselves.

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02 November 2009

link to: 11:12 [GMT-6]

Bumper Bambi

 

Still on the road, so these are probably roadkill sausage links.


* As anyone with a degree in either chemistry or chemical engineering knows, this is — unfortunately — not a hypothetical.

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