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Scrivener's Error |
Law and reality in publishing (seldom the same thing) from the author's side of the slush pile, with occasional forays into military affairs, censorship and the First Amendment, legal theory, and anything else that strikes me as interesting. |
link to: 15:22 [GMT-6]
... and vice versa.

Yes, I am suggesting that the cookbook segment needs to take just a little bit more care with its titles...
Life has gotten in the way of doing anything more extensive, but over the next couple of days you can look forward to an attempt to describe the civil procedure highlights of the Supreme Court's decisions earlier this week, and earlier in the term (and what they mean for authors), and how the obviously broken nature of American politics exactly reflects what is most wrong with the entertainment industry in general and the publishing segment in particular.
Labels: culture, life, politics, publishing, science
link to: 12:23 [GMT-6]
Since I often feel like the publishing industry wouldn't just be glad if I was burned at the stake — it would sell pseudocelebrity personal reflections on the otherwise-unheard-of incident...
In this instance, the main interest is in defining what the buggywhip is... and who the buggywhip manufacturers are, and how they got into the business. As the lovely and talented Sarah Weinman implies in the first link in the preceding paragraph, the "problems" are not with either all bookstores or even all kinds of books; they are, instead, with a submarket: Event-laden, brand-driven bestsellers (and cheap knockoffs thereof). Haven't we seen this relatively recently in American retail? Perhaps in the demise of Montgomery Ward; the bankruptcy of K-mart; the transmogrification of Sears, including the sordid subtales of Dean Witter and the Discover card; even the bankruptcy of Borders (which, not at all coincidentally, was driven by the expectations and corporate culture forced upon it after K-mart bought the chain in the early 1990s)... My point is that the "marketplace," such as it is, is changing at a substantially greater velocity than the expectations, perceptions, and abilities of land-based-wealth investors, including both shopping-center landlords and the gentleman-farmer-and-mine-owner investors who control so much of publishing itself (specifically, the foundations for the fortunes that created von Holtzbrinck, Bertelsmann, Pearson, and Lagardere). That is, the "proper place" for bookstores is for noncommodity publishing — which requires treatment almost from beginning to end that is at odds with the notions of efficiency taught (however ineptly and however incorrectly) in business schools across the globe.
Although not the first decision announced, I'll deal first with the one that authors (among others) are waiting for: Brown v. Entertainment Merchants' Ass'n, No. [20]081448 (PDF). By a 72 count, led by Justice Scalia, the Court held that California's attempt to prohibit sale and/or rental of "violent video games" to minors violates the First Amendment... if nothing else, because it failed to include so much else in the prohibition that is at least equally questionable:
Even taking for granted Dr. Anderson’s conclusions that violent video games produce some effect on children’s feelings of aggression, those effects are both small and indistinguishable from effects produced by other media. In his testimony in a similar lawsuit, Dr. Anderson admitted that the “effect sizes” of children’s exposure to violent video games are “about the same” as that produced by their exposure to violence on television. And he admits that the same effects have been found when children watch cartoons starring Bugs Bunny or the Road Runner, or when they play video games like Sonic the Hedgehog that are rated “E” (appropriate for all ages), or even when they “vie[w] a picture of a gun.”
Slip op. at 13 (citations and footnote omitted). And this, of course, is the other meta-inquiry that the preceding item implicates: Would it be equally inappropriate for an individual to cross into Canada with a copy of the novel Lolita? How about a copy of either the Kubrick (1962) or Lyne (1997) films? How about a graphic-novel adaptation thereof? Worse yet, how about that individual's sketchbook for a graphic novel thereof? As Neil Gaiman says in the second of the two videos from him linked today, we (fortunately) have a first amendment to deal with things like this; unfortunately, Canada does not. The ultimate point is that we do not want governments (in theory) or low-paid government employees actually encountering this stuff without adequate supervision (in practice) making these decisions... any more than we want lawyers deciding artistic similarity (third bullet point).
More later today, or perhaps tomorrow; for the moment, Life calls.
Labels: arts, censorship, civil rights, culture, mass media, politics, publishing
link to: 12:44 [GMT-6]
... for the Supreme Court. There was a big dump of cases today, two of which concern writers — albeit somewhat indirectly. There will be more decisions next week, but as there are only four remaining cases it is entirely possible that they could all be issued on Monday — including the long-pending decision in the violent videogames case, which was argued in early November and is the longest-outstanding decision. There will also be an orders list indicating any new grants for hearing in the next term beginning on 03 October 2011.
First up, there's a case involving a clash among commercial interests, privacy rights, and the First Amendment. In Sorrell v. IMS Health, Inc., No. 10779 (23 Jun 2011) (PDF), the Court held 63 that Vermont's prohibition on pharmacies selling drug prescription data that identifies prescribers (doctors) to drug-marketing consultants
(1) implicates the First Amendment so directly that it is subject to heightened scrutiny, and
(2) fails heightened scrutiny as a content- and speaker-based restriction on speech.
Admittedly, this doesn't initially seem to have an awful lot to do with writers. What it does, though, is call into question some of the more outrageous nondisclosure agreements that apply to former government employees (remember, the First Amendment concerns governmental restrictions on speech, not private ones... such as KFC making executives sign an NDA that they won't reveal the "secret herbs and spices" at any time). Leaving aside sensationalist issues like WikiLeaks, this nonetheless presents some interesting possibilities for attacking overreaching NDAs — in particular an NDA asserted against a whistleblower.
That was suitably abstruse, wasn't it? The other case of indirect concern to writers just warms my civil procedure geek heart... and relates back to the pending Borders bankruptcy. This is going to take a little bit more initial explanation; the short version is that the Supreme Court stripped Anna Nicole Smith of her bankruptcy-court victory. (No, I do not ask any pardon whatsoever for that pun.)
Bankruptcy courts are courts of limited jurisdiction. This is primarily because bankruptcy judges are not true federal judges. Article III of the Constitution requires that all federal judges have lifetime tenure and serve on good behavior. Instead, bankruptcy judges serve for limited terms of time, and are usually called "Article I" judges (because they sit on courts established by Congress, not by the Constitution). Indeed, under the 1898 Bankruptcy Act there were no "bankruptcy judges", but there were "bankruptcy referees" with even more limited powers. A few other "courts" have similar problems; for example, "immigration judges" are Article I judges with a specific statutory grant of limited jurisdiction from Congress. In bankruptcy, that specific grant of authority is 28 U.S.C. § 157, which gives bankruptcy judges the power to hear cases that are "core proceedings" (§ 157(b)) or "otherwise related to" (§ 157(c)) a bankruptcy case, after some highly formalist maneuvers that don't matter to anyone but the lawyers actually involved.
Anna Nicole Smith was involved in a long-running dispute with her 88-year-old-husband-of-less-than-a-year's son over her husband's estate plans. Ms Smith (known by her legal name Vickie Lynn Marshall) asserted that the son (E. Pierce Marshall III) interfered with her husband's intent to establish an $88 million trust for her. While that dispute was being heard in a Texas probate court, said husband died; Ms Smith then filed for bankruptcy in California. The California bankruptcy judge determined that the probate matter was a "related" case, heard the matter, and decided in Ms Smith's favor; meanwhile, the Texas probate court (ironically enough, also a court of limited jurisdiction) decided the matter in the son's favor; and further meanwhile, both Ms Smith and her opponent died, so the litigation continued in the names of their estates... and Ms Smith had remarried, so her legal name was now Stern.
This is not the first time this matter has been at the Supreme Court, either.
In any event, there are conflicting rulings in the same matter between a federal court and a state court. Under Article VI, cl. 2 of the Constitution, a federal decision should override a state decision... if, that is, the federal decision was granted by a court that had the jurisdiction to do so. One of the overriding principles of Article III is that federal courts have limited jurisdiction. And thus, this dispute.
The Court first turned to the statute to see if that supplied the answer, but all nine justices agreed that the statutory language of § 157 gives the bankruptcy court the authority to hear the Stern v. Marshall dispute as a core proceding. That, however, does not end the inquiry; just because Congress said so does not mean that the Constitution authorized Congress to say so. And that is where the majority, led by Chief Justice Roberts, differed... by holding that the Constitution does not authorized Congress to bring so-called "core proceedings" — let alone "related cases" — directly within the jurisdiction of non-Article III judges to issue a final judgment. Therefore, the bankruptcy judge's final judgment in favor of Anna Nicole Smith on her interference claim was not merely flawed, but entirely void, because it was issued without jurisdiction... and, therefore, the son's estate gets to rely on the Texas probate decision and claim victory — and the $88 million on top of several hundred million dollars' worth of other assets. Stern v. Marshall, No. 10179 (23 Jun 2011) (PDF)
Now, then, how might this affect authors? The Borders bankruptcy is one possibility; I emphasize, however, that nobody has (yet, anyway) filed a claim or action in the Borders proceedings that raise this question. Consider, for the moment, Arthur Author's royalties due from BigPublisherInc. AA's royalties are calculated based on the number of copies sold, not on monies received. BPI establishes a special reserve for all royalties due to Borders sales, and does not pay them to AA. AA insists that his contract allows only a "reasonable" reserve against "returns," and that once the books have been sold by Borders outlets they can no longer be "returned" — and that, therefore, BPI's special reserve is unlawful and BPI must pay up right now under the strict terms of the contract. Before today, this would have fallen under § 157; it is, however, a purely state-law dispute between AA and BPI without another basis for federal jurisdiction (unless it exceeds $75,000), so it falls into the constitutional gap identified in Stern. Thus, AA need not consent to having the bankruptcy judge hear this claim as part of the bankruptcy matter, even if BPI tries to remove it from a state court on that basis. Whether it is a good idea for AA to make such a claim is for another time, and depends too much on the particular needs of the parties; the point is that it can/will no longer be involuntarily swept into the bankruptcy proceeding. (Arguably, it would have been tough to do so anyway, as neither AA nor BPI is formally "part of" the Borders bankruptcy proceeding, see Stern, slip op. at 2934. That wouldn't prevent BPI from trying to do so, nor three circuits from having previously held that such a maneuver would be proper.)
Labels: censorship, civil rights, jurisprudence, publishing
link to: 13:19 [GMT-6]
I got tied up yesterday, so things got delayed.
The obvious problem is with artistic integrity. This is already a minor problem with random-play systems; for example, the Moody Blues' "Timothy Leary" means something completely different — both musically and thematically — when separated from the surrounding "House of Four Doors" pieces on A Question of Balance. Similarly, the three preceding movements of Beethoven's last completed symphony form a musical (and, at times, thematic-echo) prelude to the fourth movement and its chorale from Schiller's "Ode to Joy," and it's difficult to imagine even trying to listen to just part of Keith Jarrett's Köln Concert. (The less said about opera, the better...) There is already far too great a tendency for music listening habits to focus on "greatest hits"; whether it's about attention spans or something else, putting one's "library" into a single, cross-indexed bitbucket online, without regard for context, has its dangers.
The secondary problem is one of privacy. If it's in the cloud, it's accessible to others (regardless of any touted security mechanisms)... both in terms of what is in the collection and the listening habits within it. It's not just fear of Big Brother that makes this of concern; imagine, for a moment, the glee (or Glee) when a jury consultant in an organized-crime trial discovers that one prospective juror listens to gangsta rap about a third of the time!
Or, to put it both more sarcastically and more succinctly: Lawyers, given their poor skills with writing, are certainly not experts on whether two specific pieces of written work are artistically similar; they are, at best, lay witnesses to that question of fact, and their opinions on that question carry no more weight than that of any other marginally literate adult, absent a particular lawyer's qualifications in literary analysis (as distinct from, and usually opposed to, law).
In a long-awaited opinion, the Second Circuit decided on Monday that certain parts of the "hot news" doctrine are preempted by the Copyright Act... and nonetheless failed to ground its opinion in the correct part of copyright doctrine, but instead continued its institutional arrogance of citing to a dubious line of its own opinions that does its best to pretend that there is no Supreme Court of the United States. In Barclays Capital Inc. v. Theflyonthewall.com, Inc., No. [20]101372 (2d Cir. 20 Jun 2011) (PDF), the Second Circuit determined that New York state law's "hot news" doctrine — which has steadily worked its way into federal law as an equitable sideshow in copyright law — does not allow an investment bank to sue a "news aggregator" who reports the fact that a bank has made a specific investment recommendation for violating the bank's copyright in the fact of that recommendation as "hot news." In an 88-page disquisition that includes an outraged dissent, the Second Circuit almost entirely relies upon a line of cases regarding the "hot news" exception, most prominently National Basketball Ass'n v. Motorola, Inc., 105 F.3d 841 (2d Cir. 1997).
There's just one tiny problem with the reasoning of the Court and of the dissent: The continued reliance on Second Circuit law that was arguably overturned — or at least severely questioned — by either, or both, of the Copyright Act of 1976 and Feist Publications, Inc. v. Rural Tel. Servs. Co., 499 U.S. 340 (1991). In particular, Feist explicitly rejects the "sweat of the brow" theory of ownership of factual information, and implicitly rejects state-law causes of action based on "sweat of the brow" for discovery and statement of facts as preempted by the Copyright Act. And that is all that was needed to decide Fly on the Wall II. Instead, the institutional arrogance of the Second Circuit led it to rely on its own convoluted reasoning.
Of course, there remains a big distinction between these two possibilities:
Barclays downgraded its recommendation for International Widgets this morning...
and
Barclays downgraded its recommendation for International Widgets this morning, citing significant increases in accounts receivable from the Greek government. According to the lead analyst, "..."
However, the defendant conceded that the second one — which extensively quotes copyrightable expression, or is at minimum a derivative work based upon copyrightable expression of the analysis — is a copyright infringement. The Second Circuit should have stuck to Feist as the sole necessary ground for decision.
Also on Monday, I noted a decision from the Third Circuit on the copyright-law consequences of removing a credit from a photograph. This leads to the intermediate case that we really want to understand:
Does citing the fact of "hot news" without attribution of the source violate § 1202 of the Copyright Act?
OK, maybe "we" is a bit excessive unless it is limited to intellectual property nerds like me. Nonetheless, it is an important question for writers, and particularly for newsletter writers (especially those who are a little bit too attached to their scribblings). There's a big difference between "is not a good practice" and "unlawful"; however, following good practices — that is, properly attributing sources — avoids the question in a good way.
Labels: arts, culture, internet, jurisprudence, politics, publishing, science
link to: 13:52 [GMT-6]
That said, the problem is as much with the wording and structure of Rule 23 (which covers class actions) as it is with this particular case, or even the broader class of cases that concern pervasive corporate cultures. The problem is that predominance (Rule 23(b)(3)), commonality (Rule 23(a)), and typicality (also Rule 23(a)) tend to be proven, or disproven, by looking at the same evidentiary materials through slightly different lenses; that is, when one is indexing the documents and depositions for a class certification motion or defense, one ends up referring to the same documents/depositions for all three issues. Perhaps, then, this needs to be reformed to a single, distinct consideration with a single standard... but that would make far too much sense to have a chance of getting through the Judicial Conference as it stands, let alone past Congress for final approval.
I'll have other injudicious thoughts on judicial stuff tomorrow, such as commentary on the "hot news" opinion from the Second Circuit that is, well, hot news... and what it implies for authors, and in particular for newsletter authors.
Labels: copyright, culture, jurisprudence, mass media, publishing
link to: 12:30 [GMT-6]
One might well ask whether similar measures are appropriate to deal copyright trolls like Righthaven, without requiring a judge to consider sanctions... or perhaps to deal with Bratz dolls and overreaching employment contracts, or even improper use of work-for-hire contracts. That, however, seems to be expecting far too much rationality.
And now, off to the dentist...
Labels: copyright, culture, intellectual property, politics, publishing
link to: 15:10 [GMT-6]
This is being posted late because I've been struggling with plumbing most of the day...
The situation was a little bit more tangled at Hogwarts the Blue Mountain Middle School, where Deputy Headmaster Principal McGonigle (really!) disciplined the student in question (twice) for unspecified "dress code violations" resulting in a mock MySpace profile with what the Court characterizes as "adult language and sexually explicit content" that "was so
outrageous that no one took its content seriously" (Blue Mt. Sch. Dist II, slip op. at 3, 4). There, the First Amendment claim was validated, but the attendant due process claims were not — leaving the school district free to screw up a student's life for years and then "gracefully" concede when called on it. That is almost exactly what the dissent suggests is the appropriate way to keep control over the school environment. Of course, at least three of the dissenters attended private (not public) high schools... and I seriously doubt that any of them were ever "disruptive influences" themselves, and the same goes for their clerks.
<SARCASM> Those of us who ran off-campus-produced underground newspapers during our own misspent teen years can stop shakin' in our boots now. </SARCASM> Policies like these are going to continue as long as school administrators overreact to student dissatisfaction and expressions thereof — that is, until some time after the heat-death of the universe. Of course, if the school administrators would avoid arbitrary and capricious policies, not to mention arbitrary and capricious enforcement of those policies, things would be much simpler for everyone! It might help, too, if more school administrators were drawn from the upper ten percent of their own high school classes; but that's an argument for another time.
Labels: civil rights, copyright, internet, jurisprudence, politics
link to: 12:45 [GMT-6]
It's that time of year again: The Supreme Court is in its annual rush to get all the papers graded so it can go on summer break. (Hey, I've spent summers in DC; nobody can really get any work done there anyway, so why not?)
Under the Patent Act, a patent is presumed valid unless challenged with sufficient evidence. The question that the Act does not answer, though, is fairly important: How much evidence is sufficient to invalidate a patent that has been granted? The Federal Circuit decided some time back that § 282 requires a challenger to present "clear and convincing" evidence of invalidity, not just a "preponderence" (the normal civil standard of proof, "more probable than not"). Micro$oft got sued for a conceptually ridiculous patent that had nonetheless been granted for
an improved method for editing computer documents, which stores a document’s content separately from the metacodes asso ciated with the document’s structure
Microsoft Corp. v. i4i LP, No. 10290 (09 Jun 2011), slip op. at 4 — that is, a patent that covers editing XML files. The Supreme Court held that the Federal Circuit's importation of a century of judge-made doctrine regarding the proper standard of proof necessary to invalidate an issued patent was correct.
Of course, this does not go to the propriety of the patent in the first place... but that issue was not before the Court. This is an excellent example of why most software patents are conceptually inappropriate. Micro$oft's alternative argument (that the evidence it presented that was not made available to the Patent and Trademark Office when the patent was issued should have been used at a lower standard of proof) does not quite grapple with that problem. Then, Micro$oft holds more than a few software patents itself, and winning this particular lawsuit at the cost of invalidating its own patent portfolio would have been a Pyrrhic victory at best.
Labels: intellectual property, jurisprudence, politics, publishing
link to: 19:01 [GMT-6]
...well, not really.
On 15 June, George Washington University School of Law is hosting a panel entitled "Can the Google Book Settlement Be Fixed?". Leaving aside that the title fails to ask a fundamental prerequisite question — should it be fixed? — I feel compelled to point out the ridiculous construction of the panel. In alphabetical order:
The closest thing that the people who actually create copyrightable works — that is, individual authors — have on this panel is perhaps Mr Sims (although he has an actual conflict for this matter) or perhaps Professor Mtima (although his scholarship hints at a user-oriented focus). Perhaps someone will surprise us all, but my initial impression remains: Fair and balanced presentation my ass. That's not to say that nobody should have an opinion on the GBS, or that nobody should support anything approaching a wide-scope resolution; it is only to say that having nobody there to speak for the individual creators seriously undercuts the panel's credibility.
Bluntly, there's a huge difference between the interests of the various organizations involved in this dispute and the interests of the individual creators. For example, the antitrust scrutiny has almost entirely concentrated on price-discrimination potential concerning end-users of the works in question; in fact, the DoJ's brief never got outside of that particular antitrust box. There's a huge question of monopsony that has gone unremarked-upon, though: The effect of an artificially limited market on a large population of suppliers. It's fairly easy to demonstrate (ok, easy after following a few Markov chains) that this leads to homogenized output and commodity pricing... which is entirely inconsistent with the Constitutional imprecation for "Progress in the useful Arts and Sciences."
And that initial question — whether the settlement should be "fixed" — is a fairly important one. Further, the reasoning justifying it would tell us a lot about how (and how not) to do so.
Labels: copyright, intellectual property, internet, jurisprudence, politics, publishing
link to: 11:50 [GMT-6]
Stanford is far from the end of the world doctrinally; it is, admittedly, very much at the edge. I do approve of one aspect of the majority's decision, though: The implicit disdain for Congressional drafting skills (slip op. at 89). I would have been much more explicit in that criticism; but then, I have much less problem with imagining that such criticism would not lead to a crisis between two branches of government, as it never has before.
Labels: civil rights, intellectual property, jurisprudence, mass media, politics, publishing
link to: 14:36 [GMT-6]
Our top story this afternoon: Generalissimo Francisco Franco is still dead. In other news of concern to writers:
Now that you're finished laughing, let's go on to another bit of non-news...
This just in: Osama bin Laden is still dead.
Labels: copyright, intellectual property, internet, publishing
link to: 12:16 [GMT-6]
The fundamental problem with Borders — and, indeed, almost all retail-sector bankruptcies, whether they're selling books or boots and damned near anything else — remains the legacy of managerial incompetence that got the respective retailer into bankruptcy in the first place. That this legacy is only reinforced by the idiocy of American "business degree" distortions and financial-market speculation shouldn't really surprise anyone. That it occurs related to the publishing/entertainment industry (for which what is "taught", when it is taught at all, is even less based on replicable data) should be even less of a surprise. In short, these convoluted proceedings are an almost inevitable result of:
Data(garbage) ∩ Analysis(garbage) ≡ Garbage
not just "garbage in, garbage out," but "garbage data fed through garbage analysis is exactly equivalent to garbage. Since we're dealing with publishing, substitute the digestive biproduct of male cattle for mere "garbage," and we're getting somewhere...
Improper Hazarding of a Vessel (codified at 10 U.S.C. § 910)
(a) Any person subject to this chapter who willfully and wrongfully hazards or suffers to be hazarded any vessel of the armed forces shall suffer death or such other punishment as a court-martial may direct.
(b) Any person subject to this chapter who negligently hazards or suffers to be hazarded any vessel of the armed forces shall be punished as a court-martial may direct.
If, that is, I was forced to give him advice; I wouldn't do so voluntarily, and I think Article 110(a) prescribes too good a fate for him (and, for that matter, for the entire damned FIFA Executive Committee).
Football-governing authorities worldwide appear to have neglected placing the foot to the ball in favor of placing the foot in the mouth.
Labels: copyright, culture, jurisprudence, politics, publishing, sport
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All material © 200312 except where otherwise indicated. All rights reserved. This blawg does not use the Creative Commons License, although I'm usually pretty good-natured about permissions for attributed reuse.
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Sausages?
Internet link sausages, as frequently appear here, are gathered from uninspected meaty internet products and byproducts via processes you really, really don't want to observe; spiced with my own secret, snarky, sarcastic blend; quite possibly extended with sawdust or other indigestibles; and stuffed into your monitor (instead of either real or artificial casings). They're sort of like "link salad" or "pot pourri" or "miscellaneous musings" (or, for that matter, "making law"), but far more disturbing.
I am not responsible for any changes to your lipid counts or blood pressure from consuming these sausages... nor for your monitor if you insist on covering them with mash or sauce.
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Warped Weft
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