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[self-portrait]Scrivener's Error Law and reality in publishing (seldom the same thing) from the author's side of the slush pile, with occasional forays into military affairs, censorship and the First Amendment, legal theory, and anything else that strikes me as interesting.
31 May 2010

link to: 11:47 [GMT-6]

Short Memories

 

And, for you right-wing nutcases from south of the Manson-Nixon line who continue to have a grossly disproportionate representation among the US military leadership (and are the biggest single bloc resisting the elimination of DADT), remember that Memorial Day was established to honor soldiers who died in the Second War of American Secession (1861–65). Or you could just remember this:

It's about more than the official start of barbecue season.

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28 May 2010

link to: 10:59 [GMT-6]

Flaccidity

 

I've just run into another example of why the debate over fanfic can never advance, reach any kind of conclusion, or anything else. Both "sides" are too often intellectually dishonest. On the one hand, there are commercial exploiters (primarily; sometimes it's the authors, but usually it's an exploiter like D*sney) that try to claim too much as the original work/derivative of the original work. One excellent example of that is the original Air Pirates litigation, in which D*sney succeeded — wrongly — in suppressing cultural criticism that in part referenced its overweening, hypocritical commercialism.

Then (HT: Making Light) there's the opposite problem: "Proponents" of fanfic who redefine the term "fanfic" to include "good" derivative works. It's a lot easier to argue that the only color you need for your new car is "black" when you redefine "black" to mean "anything except pure white"... just as it is a lot easier to argue that "self-publishing is always a sensible business plan for unpublished novelists" when you redefine "self-publishing" to include a lot of works/authors that, well, weren't involved with self-publishing as that term is understood today.

So, turning to this particular bit of hypocrisy, and assuming arguendo the characterization of the "source work" for each example is accurate (at least three of them are not or are literally correct but misleading), organized by group:

  1. The first group:
    • Smiley (A Thousand Acres), Brooks (March), Larsen (Rent), and Corigliano (Ghosts of Versailles) are based on works that were long in the public domain under every conceivable measure of "public domain." Even under the French concept of droit morale, the heirs of Pierre Beaumarchais would have no claim.
    • Rodgers and Hammerstein (South Pacific) was done with authority from the creator.
    • Sondheim (Sunday in the Park With George) is a bad example legally: At the time that Sondheim did his work, New York recognized "rights of publicity" and "rights of privacy" in commercial works of fiction even less than it does now... and today, still, it does so less than virtually every other state, let alone the European Union. Then there are questions of authorization; of dealing with the dead; etc., etc., etc. In many ways, this more resembles "The Girl From Ipanema" than anything else.

    In the first innings, all six wickets are down.

  2. The second group:
    • Rhys (Wide Sargasso Sea), Bernstein (West Side Story), "literally hundreds of published Jane Austen fan fiction," Gardner (Grendel), "[o]ther drastically varying fanfictions of The Phantom of the Opera," the various derivatives of Arthurian legand, the Homerian fanfic, the Aeneid, and virtually every other example in this group (except those I'm going to discuss below), are based on works that were long in the public domain under every conceivable measure of "public domain."
    • Greed (1924) was done at a time that motion pictures were not clearly separate works; the Townsend Amendment (1912), which brought film into the realm of copyright issues, was still being interpreted by the courts, as the example of the original film of The Wizard of Oz demonstrates all too clearly, and the entire concept of "derivative works" was still being developed in the crazy courts of 1920s New York.
    • Ah, Murnau (Nosferatu). That's actually a lawyer's wet dream, in many ways: There are so many arguments on both sides that it all comes down to ill-considered (and ill-translated!) statements made concerning not the conception of the film, but the financing for its production. Maybe a good example; maybe not; but it is so parallel to Stoker's Dracula that it's not fanfic. Leg before wicket.
    • Guare (Six Degrees of Separation), Zelazny (A Night in the Lonesome October), and Marlowe (The Lighthouse at the End of the World) are bad examples for much the same reason as is the Sondheim.
    • Lerner (My Fair Lady) is a much tougher case. There are elements of piracy, with echoes of the problems of Gilbert and Sullivan, in its ancestry; there are elements of multiple-source ancestry; and there is a variety of other factual and legal reasons that this isn't a good example of anything like "fanfic." Leg before wicket.
    • OK, maybe here's one: Whether it qualifies as "fanfic" or not, The Magnificent Seven raises at least arguable issues concerning authorization from Kurosawa. Damn, it's not a clean sweep.

    Through two innings, all but one (or arguably two) wickets are down.

  3. The third group:
    • Parody is not fanfic. They are completely separate considerations. And whether or not one agrees with how "parody" is constrained in copyright, trademark, and publicity law, that's the law. This excludes Tina Fey's portrayals of Sarah Palin.
    • The obsession with treating "The Girl From Ipanema" and other RPF as "fanfic" continues to run rampant here, this time including Malkovich (who authorized it anyway!) and Brite (Plastic Jesus).
    • Flint (the 1632 universe), Scorsese (The Depahted), and Strange New Worlds are all authorized by the creator/rightsholder.
    • Cleolinda Jones's works are both parodies and legitimate critical commentary... and, above all, they're more nonfictional than fictional in any event.

    The final score is harder to calculate, as the second group (in particular) tried to refer to entire classes of works as if they are examples of fanfic without being very specific on what it takes to qualify for that class. One thing that I can say, though: Out of the entire list, there are only one, or possibly two, runs scored. That's just not cricket.

This only undermines arguments in favor of fanfic. Dammit, there are some arguments in favor of fanfic, and inspiration, and crossover works, and parody. But advocates don't do themselves any favors by being intellectually dishonest in redefining the terms for "debate" to their advantage. Instead, they should stick to the most-commonly-understood meaning of "fanfic" if they want to advocate it: Derivative fictional works based upon in-copyright fictional settings and characters without explicit authorization (either per-work or in general) from the creator. Arguing that an outlier demonstrates the validity of the entire core is just... stupid.

RPF (real-person fiction) is parallel to, but not the same as, fanfic. Rights of publicity and privacy sound, to the unsophisticated, as if they are direct analogs of copyright and trademark/unfair competition. They are not; historically, they don't even come close to having the same origin, either factually or doctrinally. And, on top of that, there's a huge distinction between "the real person is now dead, and therefore fair game" (but not in California or Tennessee!) and "the source work continues to exist, and may even have a continuing commercial life, but it's out of copyright and can therefore be directly exploited by others." They just aren't the same argument, and conflating them (as was done in Aja's LJ post) does nobody any good.

General references to "remixing" as supporting the "fanfic" argument are, similarly, no more helpful. For one thing, "remixing" in fictional works is a vastly different effort and enterprise from "remixing" in music; care to take a guess where most of the legal doctrine about "remixing" comes from (hint: 2Live Crew might have something to do with it)? Too, the very methods are so distinct that I don't think "remixing" of fictional works should even be called "remixing"... because the term "remix" essentially originates in the musical world and is based upon understandings of quotation, allusion, and influence that are on the one hand unique to music and on the other actually inconsistent with those understandings in fiction. "Art" is not "art" any more than "parts is parts."

Redefining the terms of debate to allude to something that can't be argued against is one of the oldest, and least reputable, fallacies:

Convincing me that fanfic is inherently, and without exception, a "good thing," is going to require facts and arguments that won't be spotted as fallacious by first graders. Stomping around and saying "but that's what I want it to mean!" doesn't change reality.

Does that mean that I think fanfic is inherently evil? Not at all; as I've pointed out fairly recently, some "original works" cry so desperately for fanfic-like parodies that it seems criminal not to do so. But not all parody is fanfic; neither is it really "fanfic" for purposes of the argument over unauthorized fanfic once it has been authorized, even if it was not authorized at the time it was written.

In a literary-theoretical sense, the fanfic argument reflects the continuing battle over the definitions of "author" and "authorship" even more than it reflects intellectual property and unfair competition law. To choose the example that's raising the most ire at this moment, "Diana Gabaldon" the person is not the same thing as "Diana Gabaldon" the author (although there's considerable overlap), and "Diana Gabaldon's Outlander works" are not the same thing as either the person or the author (although there's arguably some overlap and lots of sense of ownership). And, of course, both the law and the financial aspects of the entertainment industry simply don't care about either cultural or artistic imperatives; that's not their purpose, and trying to pretend otherwise just leads to... fanfic wank. When, that is, the wankers (of both preferences) can find something to sustain themselves; I find most of the arguments (of both preferences) quite limp and incapable of arousing anyone else. They might all consider starting by erecting their arguments based on reality instead of surreality. I do my best not to let such general futility keep me from seeing exceptions, but sometimes my patience gets exhausted.

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25 May 2010

link to: 11:13 [GMT-6]

Still All-Meat Link Sausages

 

Still heavy on the real meat in this link sausages this morning...

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24 May 2010

link to: 19:28 [GMT-6]

Second Helping

 

These very well might not qualify as "link sausages" under USDA standards... because they're all meat, no filler.

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link to: 11:39 [GMT-6]

Unedited Monday Link Sausages... of the Insane Kind

 

Monday. Craziness.

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21 May 2010

link to: 12:49 [GMT-6]

Friday Means Only Two More Workdays Until Monday

 

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20 May 2010

link to: 11:23 [GMT-6]

Your Late Morning Platter of Link Sausages

 


  1. The most hostile being, of course, high school.

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19 May 2010

link to: 11:33 [GMT-6]

Gimme Coffee

 

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17 May 2010

link to: 18:18 [GMT-6]

Wet May Monday Link Sausages

 

I spent most of the day running around today — starting with slipping and ripping a hole in my jacket on the way out the door, and going downhill from there. Thus, some rather late link sausages...

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14 May 2010

link to: 10:38 [GMT-6]

Sinkin' the Queen Anne's Revenge

 

Wednesday was a bad day for pirates: a pirate ship and its pirate captain are walking the plank in the Hon. Kimba Wood's courtroom.1 Earlier this week, Judge Wood granted summary judgment to the recording-industry plaintiffs in a lawsuit against filesharing service/software vendor L1m3w1r3.

That's not exactly breaking news anymore; I'm sure that /. has ten thousand or so rants claiming that this will be the end of civilization because Judge Wood wants to keep the peeps from gettin' their free tunes. Finding liability isn't too hard — it's almost compelled after Grokster. Note to filesharers: Post hoc rationalizations that there really, really was a legitimate use for that set of lockpicks aren't very convincing. Instead, the legitimate use needs to be contemplated and designed in from the start; and you need to operate your business from day one as if that's your expectation. Even then, you might not get anywhere, but you've got a better chance than if you dare people to sue you.2

The interesting part, though, is buried late in the opinion (PDF), where Judge Wood finds the founder/proprietor personally liable despite his attempts to weave in multiple layers and means of corporate structures to shield himself.

Gorton is the sole Director of LW. From 2000 to the end of 2006, Gorton was LW's CEO. Gorton is also the CEO and sole Director of Lime Group. Gorton owns 100% of Lime Group. Until June 2005, Lime Group owned an 87% share of LW.

The Court has already found that LW is liable for inducement of infringement, common law copyright infringement, and unfair competition. The evidence establishes that Gorton directed and benefited from many of the activities that gave rise to LW’s liability. In his deposition, Gorton testified that, as CEO, he "ran" LW. LW's former Chief Operating Officer stated that Gorton was the company’s "ultimate decisionmaker," and that his approval was required for "any major strategic and design decisions." Another LW employee stated that Gorton had the authority to "veto" decisions regarding the development of LimeWire.

Gorton directed and approved many aspects of LimeWire’s design and development. Gorton admits that he conceived of LimeWire and decided that the program should be decentralized and should use P2P technology. Gorton oversaw the development of LimeWire’s filtering system, and decided that the filter should be turned "off" by default. Gorton conceived of and was heavily involved in developing the Conversion Plan. He represented LW in negotiations with the recording industry over the Conversion Plan and over plans that the industry proposed for filtering infringing content. Gorton made decisions regarding LW’s public relations and advertising efforts, and was involved in discussions about marketing LimeWire to Napster users. This evidence, taken together, also establishes that Gorton knew about the infringement being committed through LimeWire.

The evidence further shows that Lime Group was intimately involved in LW's operations. Gorton was CEO of both LW and Lime Group. While LW and Lime Group are formally separate companies, the evidence establishes that Gorton operated them "as a single company." Lime Group and LW share offices, computer services, and support staff. Employees moved between Lime Group and LW without changing titles or job responsibilities. Lime Group employees developed much of LimeWire's original technology, and then provided systems administration support for LimeWire and developed user guides, FAQ guides, and merchandising for the program. Lime Group provides numerous services to LW, including managing LW's financial operations and employee benefits; hiring LW employees; and performing investor relations, public relations, and customer support functions for LW.

As the majority owner of LW until 2005, Lime Group directly benefited from LW's inducement of infringement through LimeWire, which drove the company’s success. Because he owned 100% of Lime Group, Gorton indirectly owned a majority share of LW, and thus also benefited from LW's infringing conduct.

As a result of the actions and benefits described above, Lime Group and Gorton are liable for LW’s inducement of infringement.

Arista Records, llc v. Lime Group, llc, No. 06 CV 5936 (KMW) (10 May 2010), slip op. at 53–55 (citations and footnote omitted). In other words, the mere fact of incorporation isn't enough to insulate you from personal liability; you must act like a corporation, too, including respecting corporate formalities. You can't run your pirate operation as the captain of the ship and then expect your ship's flag-of-convenience registration to shield you from all personal responsibility.

Arrrrrrrrrgh!

This litigation has also led to two other, perhaps more disquieting, notions. First of all, it might be slightly unfair to Gorton (and his company) to use the "pirate" images for them, as there doesn't seem to be much (if any) evidence that they personally pirated music. Instead, it appears that Gorton was, perhaps, more the mayor/chief proprietor of Port Royal. Nonetheless, I can't help it; the community itself invites the pirate ship comparison...

Second, the WSJ has started/perpetuated some disquieting interpretations concerning advice that an EFF counsel may (or may not) have provided concerning document retention (see also pages 13 to 16 of the slip opinion — context matters). I seriously doubt that Mr von Lohman exceeded the (loose) limits of what legal ethics allowed — perhaps required — him to do. I have a great deal of disdain for the substance of some (not all!) of the EFF's positions; I also think that EFF's public statements, and even legal filings, on occasion distort both the facts and legal authority (but certainly no more than EFF's BigLaw opponents tend to do), and usually succumb to a distressing tendency to treat any regulation of anything having to do with electronic communications as the beginning of the end of civilization (reading position papers and briefs will reveal that that characterization is not hyperbole... even if the position papers and briefs are). However, my interactions with Mr von Lohman over the years do not provide any support for implications that he acted improperly. Perhaps advising a pirate operation on document retention was unwise... but none of us were in the room, so

Further, the WSJ blog post completely neglects that users (and the defendants) had some legitimate privacy concerns — even duties — that would have resulted in discussing "document retention policies" at some point. This, I think, is more an instance of a corporate-sponsored blogger unconsciously (or perhaps even consciously) choosing to emphasize a possible smear against an anticorporate activist. Bluntly, Judge Wood's opinion simply does not support the interpretation that the blogger put on it; it does not refute it, either, but then Mr von Lohman is at best a peripheral figure in this entire matter.


  1. As an interesting aside, Judge Wood also sentenced Michael Milken and rejected most of his pleas for leniency. I suspect she has little sympathy for the captain of a pirate ship...
  2. Yes, I knew about this. Hell, I've got one of the "sue me" responses to a DMCA notice. You just don't go swimming in shark-infested waters after dumping a gallon of blood in, ya know?

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12 May 2010

link to: 13:38 [GMT-6]

Grouchy Link Sausages

 

As it's no longer 11 May, I'll emerge from my grouchiness... not that you'll be able to tell from this platter of link sausages.

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10 May 2010

link to: 11:05 [GMT-6]

Apres moi

 

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07 May 2010

link to: 13:05 [GMT-6]

Two More Workdays Until Monday

 

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05 May 2010

link to: 12:38 [GMT-6]

Time-Travelling Fanfic Wank

 

Time for more wanking on fan fiction, this time incited by Diana Gabaldon. Sort of. Maybe. This leads to two points:

1. Almost everything spewed forth in public about the legal status of fanfic — on both sides — is wrong.

There is no one legal theory that covers this area1; there is no one set of national laws that covers this area; there is no perfect defense that covers this area; there is no bloody moral or legal high ground anywhere in this fetid swamp. There isn't even a resort to "common courtesy" as a default condition that somehow occupies the moral high ground, because some works so desperately deserve vicious parody via fanfic (I'm thinking specifically, but not only, of a certain notorious, pseudonymous "creation" and purported gedankenexperiment that I will resort to Wikipedia to identify) that even if a piece of fanfic "crossed the line" it would still, nonetheless, be morally — and perhaps even legally, if the lawyers were good enough! — justified.

Part of the problem is that the law is incredibly unclear on this. Copyright law may, or may not, cover it; trademark and unfair competition law may, or may not, cover it; and the ultimate problem is that everyone wants a proscriptive rule to argue about, when the inquiry is inherently fact-and-circumstance specific. The better (but not compelling and not universal) position is that fanfic that is "close enough" to be recognizable fanfic potentially infringes the original under both copyright and trademark/unfair competition rubrics, but may have some significant defenses available. The better (and probably compelling, but certainly not universal) position is that the parody/satire of works needs to have a completely new theoretical and actual rubric created for it that is not susceptible to post hoc rationalizations... or, at least, not as susceptible.2

For those of you who resort to "it's fair use!" as your default argument concerning fanfic, remember one simple thing about fair use: This particular castle rests on the sand (or, rather, swamp) of law developed around nonfictional works. Even the decisions that seemed to come closest to approval of fair use as a foundation for fan fiction — such as the analogous, but not directly on point, contrast between the Winter brothers on the one hand and Tony Twist on the other — have substantial connections to nonfictional elements, such as the identity and reputation of real persons depicted (or allegedly depicted) in the respective fictional works. Most fanfic, however, is based on much "purer" fictional referents... which changes the nature of and justification for fair use rather significantly. And far be it for me to suggest that the entire inquiry is flawed at the outset.

2. No matter how good their arguments or benevolent their intentions, fanfic writers do not get to decide what is in the creator's best interests and rely upon that decision as a post hoc rationalization for their own conduct.

This has both strong legal and strong moral components. The moral component is, perhaps, easier to see and explain: Unless the creator is literally incapable of deciding his/her/its (in the case of estates) best interests, that kind of paternalism has no proper place in private decisionmaking. It's one thing for parents to decide that going to a Catholic school is in an eight-year-old child's best interests; it's entirely another for an adult to decide that another adult must perforce attend Sunday Mass... even if that other adult was a lifelong Muslim/Jew/atheist; perhaps even more if that other adult just didn't care.

Legally, it gets even more complex, because authors of fan fiction (and, most of the time, the creators of works being fanficced) at minimum do not understand the legal context of what constitutes the creator's "best interests." There may be substantial tax consequences, particularly if there's an estate (bankruptcy, too) involved; some of the "rights" at issue may be subject to other legal claims, or result in diminished chances for the creator to do exploit those rights him/her/itself; it might result in independent harm to a third party that tarnishes the creator (ask Carol Burnett); it might be any of a million other things with legal consequences. Further, you don't get to decide what aspects of a creator's oeuvre getting "free publicity" from your fanfic efforts — however whimsical, or better than the original, or whatever — are in the creator's best interests. If the creator has decided to abandon that particular aspect — perhaps even is legally compelled to abandon that particular aspect — you, as a fanfic writer/consumer, don't get to second-guess that decision; you don't even get to make that decision in the first place if it's the result of neglect rather than a conscious decision.

For me, the key point is this:

The old meme that "it's easier to get forgiveness than permission" doesn't work anywhere with intellectual property of any kind; the more creative the nature of the intellectual property, the more one must resort to permission as the default. Of course, defaults have exceptions...

And if that hurts your feelings, all I can do is point out that it's an imperfect universe and that you're just going to have to live with it. If the object of your affections says "no fanfic," don't do it... unless, that is, you're an experienced scholar and really are engaging in critical commentary and/or protected parody, and in any event you're prepared to accept the consequences (especially, but not only, if you're wrong). If you, as a creator, say "no fanfic," be prepared for the opprobrium that will be coming your way (whether you see it or not). If you, as a third-party exploiter (such as, say, a certain somewhat disreputable social-networking nexus that places ads on viewed pages), think that you can shove all responsibility off on third parties when you're explicitly contemplating (and even encouraging) this kind of thing, you need to be prepared for some consequences, too. And if you, as a fanfic reader, want to pretend that you're not encouraging some pretty ugly stuff along with the "better stuff" that you no doubt believe you're restricting your reading to, there's not a lot I can do to stop you; all I can do is tell you to grow up.3

<SARCASM> Of course, if the various arms of the entertainment industry would just stop putting out such a load of crap in the first place, maybe that would cut down on fanfic... because an even lower proportion of the fanfic would be of comparable (or even superior) quality to its inspiration. </SARCASM>


  1. For a barely-scratches-the-surface introduction to some of the legal framework, see my incomplete, still being revised essay on fanfiction.
  2. For example, the "transformative use" meme flowing from the 2Live Crew case has pretty clearly demonstrated the intellectual dishonesty and bankruptcy of many of its proponents, precisely because it is a post hoc rationalization. It's an unfortunate turn of phrase that too often masks behavior more common to first-grade recess than anything else... and even the more levelheaded proponents of transformative use seldom understand that transformation in this sense is both tautological and solipsistic, which in turn means that determining that a particular use is (or is not) transformative provides no logical foundation for evaluating a different instance.

    I'm not claiming that I have the solution; I'm claiming that there is no general solution, just as there is (almost certainly) no general solution to the n-body problem. That's part of what makes creativity possible and fun in the first place.

  3. And you won't, particularly not if you're elected to public office; some of the right-wing retellings of US history that are floating around right now are more childish than the worst fanfic, and the left has (historically) played that game, too. Sadly, this only demonstrates the problems with determining fair use in mixed fictional/nonfictional accounts even more clearly...

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04 May 2010

link to: 00:04 [GMT-6]

Allison, Jeffrey, Susan, and William

 

Not much more to say about this date... forty years ago.

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03 May 2010

link to: 15:58 [GMT-6]

CoverFail Revisited

 

I'm one of those silly buggers who does not like to assume conclusions without some supporting data. A little less than a year ago, Justine Larbalestier's frustration boiled over, resulting in her blog post entitled "Ain't That a Shame." In that post, she lamented her lack of control, as an author, over her own covers... including an outright misrepresentation of the protagonist's race. Ms Larbalestier got this response from the publisher when she questioned the proposed cover:

The US Liar cover went through many different versions. An early one, which I loved, had the word Liar written in human hair. Sales & Marketing [at the publisher] did not think it would sell. Bloomsbury has had a lot of success with photos of girls on their covers and that’s what they wanted. Although not all of the early girl face covers were white, none showed girls who looked remotely like Micah.

I strongly objected to all of them. I lost.

Then, a little farther down:

Since I’ve told publishing friends how upset I am with my Liar cover, I have been hearing anecdotes from every single house about how hard it is to push through covers with people of colour on them. Editors have told me that their sales departments say black covers don’t sell. Sales reps have told me that many of their accounts won’t take books with black covers. Booksellers have told me that they can’t give away YAs with black covers. Authors have told me that their books with black covers are frequently not shelved in the same part of the library as other YA — they’re exiled to the Urban Fiction section — and many bookshops simply don’t stock them at all. How welcome is a black teen going to feel in the YA section when all the covers are white? Why would she pick up Liar when it has a cover that so explicitly excludes her?

The notion that "black books" don’t sell is pervasive at every level of publishing. Yet I have found few examples of books with a person of colour on the cover that have had the full weight of a publishing house behind them. Until that happens more often we can’t know if it’s true that white people won’t buy books about people of colour. All we can say is that poorly publicised books with "black covers" don’t sell. The same is usually true of poorly publicised books with "white covers."

(some typography corrected to US standard, footnote omitted, bold emphasis added) Go read the whole entry.

Being an inquisitive SOB myself, I decided to look into this problem to see if there's a discernable source. And there is, and it's fixable. Of course, how I get to that conclusion is, itself, an interesting journey. I'll start with data that has been pulled from several major retailers. Datagathering involved going to the "feature table" in the YA/teen section of the store, visually inspecting what was on offer, and doing a little bit of math. Here are the results for three stores (the dataset is considerably larger):

  A B C
Titles 50 17 62
Titles depicting humans 38 16 51
Persons depicted 51 20 68
Noncaucasians1 depicted 2 0 1
Noncaucasians/all titles 4% 0% 2%
Noncaucasians/human title 5% 0% 2%
Noncaucasians/persons 4% 0% 1%

Keep in mind two other data points: The overall US population was approximately 20% noncaucasian (allowing for half of multiracial identifiers as being not visibly distinct for this purpose) in July 2008, with the proportion of teenagers who are noncaucasian almost certainly higher; and that the data summarized above is both statistically consistent with the larger (multicity) dataset2 and statistically distinct from the overall US population data.

Enforcing antitrust law would probably (not certainly) have prevented this after the demise of Jim Crow. But what does this have to do with antitrust? First, you must understand that antitrust concerns not overall firm size — or, at least, it doesn't under modern US antitrust law; your results will vary in Europe! — but concentration in a market. Those who were paying attention in either a basic logical reasoning course in college, or during the part of high school chemistry in which you learned about the ideal gas law, should immediately spot the problem here:

A measure of market concentration, and therefore a judgment made about when that market concentration is "too high," is only as valid as the definition of the market.

And here's where things get really interesting... in the Chinese-curse sense of "interesting." In each of the last seven major "publishing industry" transactions that were subjected to initial antitrust scrutiny by the FTC and DOJ, the definition of market that was adopted was "book publishing," with no attempt to discern if there was more than one coherent market within that market that required closer examination. That is, YA fiction was lumped in with self-help and "inspirational" books, and cookbooks, and murder mysteries, and GED preparation guides, and celebrity pet memoirs, and everything else that one would expect to find in a "general bookstore." This is invalid, both historically and economically, whether comparing numbers of titles or numbers of volumes sold. There is no monolithic publishing industry — there is the bastard offspring of a three-century-long orgy among thirteen3 incompatible business lines that have only resource-based fungibility (that is, substitution of supposedly like products is encouraged primarily by the resources available for production and consumption — not by consumer preference).

It gets better, too; further inquiry has satisfied me that the cause of Bloomsbury's position, as expressed to Ms Larbalestier, was an almost-offhand remark by one buyer for a Major Book Retailer4 combined with unfocused efforts at sales by both publishers and book distributors and sellers. I suspect that this would qualify more as "disparate impact" than it would as "intentional discrimination," but the result is the same. Of course, if the FTC and DOJ had not had their heads up and locked for the last two decades on scrutiny of mergers, perhaps this wouldn't be such an issue: No one buyer could have had that pervasive an effect, absent actual conspiracy; a greater number of decisionmakers of equal standing makes consensus (helpful and harmful) much more difficult. It doesn't help that the publishing industry as a whole doesn't look like America, either; but that's for another time.

The irony, as Ms Larbalestier notes in closing, is that this nonsensical meme rests on mere assumptions, and not on controlled data (or even equivalency of effort, let alone of product!). Too often, the publishing industry puts its marginal marketing dollar behind books that don't need all that much support, and lets the hard ones languish. The opposite extreme would be no better in the end; but surely there's some space for some risk-taking combined with actual support. Ms Larbalestier's post indicates that she's been happy with Bloomsbury overall, and that she's gotten promotional support that she hadn't elsewhere. That's great; it's not, however, good enough.


  1. Allowing for artistic style and giving as much benefit of the doubt as possible. It's not time to even try to unravel the Hispanic subset, or try to ethnographically narrow things down to Northwest European — leaving aside that about half of the samples were artist's interpretive renderings (and not photographs or photograph-like paintings).
  2. Sure, the individual stores bear some blame here, but — particularly as members of chains — they can only put out on the table what the buyers in New York buy for the stores.
  3. Or perhaps as few as eleven. There's room to quibble over whether, for example, nonprofessional educational materials (like those GED guides mentioned above, or books on writing for publication) belong with "trade nonfiction," "educational," or in a category by themselves. There's no room for argument, though, over the core categories of nonadult nonfiction; trade nonfiction; academic and serious nonfiction; professional; educational; noneducational instructional; adult fiction; children's fiction; ancillary materials; serials and periodicals; and reference works — each of which has distinct economic, and indeed legal, characteristics that require consideration as entirely separate markets.
  4. Without ascribing intent, this Major Bookstore Retailer is well beyond the "excessively concentrated" level for at least five of the publishing markets described in note 3.

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